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ASCENT INDUSTRIES CO. — Director's Dealing 2014
Dec 3, 2014
34071_dirs_2014-12-03_7388bcf4-2553-4e52-a979-8ba33d8aab8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2014-12-01
Reporting Person: Hrebenar Kevin R (Vice President, Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-01 | Common Stock | S | 380 | $17.3274 | Disposed | 170 | Direct |
| 2014-12-01 | Common Stock | M | 476 | $11.345 | Acquired | 646 | Direct |
| 2014-12-01 | Common Stock | M | 700 | $13.70 | Acquired | 1346 | Direct |
| 2014-12-01 | Common Stock | S | 1176 | $17.3274 | Disposed | 170 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-01 | Employee Stock Option (right to buy) | $11.345 | M | 476 | Disposed | 2022-02-09 | Common Stock (476.0) | Direct |
| 2014-12-01 | Employee Option (right to buy) | $13.7 | M | 700 | Disposed | 2023-02-07 | Common Stock (700.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $14.76 | 2024-02-20 | Common Stock (3398.0) | 6916 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant.
F2: Options vest in equal installments of 20% beginning one year from date of grant on 02/07/2013.
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