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ASCENT INDUSTRIES CO. Director's Dealing 2014

Dec 3, 2014

34071_dirs_2014-12-03_7388bcf4-2553-4e52-a979-8ba33d8aab8d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2014-12-01

Reporting Person: Hrebenar Kevin R (Vice President, Subsidiary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-01 Common Stock S 380 $17.3274 Disposed 170 Direct
2014-12-01 Common Stock M 476 $11.345 Acquired 646 Direct
2014-12-01 Common Stock M 700 $13.70 Acquired 1346 Direct
2014-12-01 Common Stock S 1176 $17.3274 Disposed 170 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-01 Employee Stock Option (right to buy) $11.345 M 476 Disposed 2022-02-09 Common Stock (476.0) Direct
2014-12-01 Employee Option (right to buy) $13.7 M 700 Disposed 2023-02-07 Common Stock (700.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $14.76 2024-02-20 Common Stock (3398.0) 6916 Direct

Footnotes

F1: Options vest in equal installments of 20% beginning one year from date of grant.

F2: Options vest in equal installments of 20% beginning one year from date of grant on 02/07/2013.