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ASCENT INDUSTRIES CO. — Director's Dealing 2012
Dec 21, 2012
34071_dirs_2012-12-21_275be4d7-7f00-4808-91dc-d943aa3a7536.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (synl)
CIK: 0000095953
Period of Report: 2012-12-20
Reporting Person: BRAM CRAIG C (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-20 | Common Stock | M | 4000 | $11.55 | Acquired | 52638 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 | Employee Stock Option (right to buy) | $11.55 | M | 4000 | Disposed | 2021-01-24 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9524 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $ | Common Stock () | 8264 | Direct |
Footnotes
F1: Options vest in equal installments of 20% beginning one year from date of grant of 01/24/2011.
F2: N/A
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