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ASCENT INDUSTRIES CO. — Director's Dealing 2004
Jun 9, 2004
34071_dirs_2004-06-09_faa2cf57-f4c2-49f8-a7a7-980b188b83e0.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SYNALLOY CORP (synl)
CIK: 0000095953
Period of Report: 2003-06-30
Reporting Person: FISHBURN SIBYL N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-06-30 | Common Stock | A | 5000 | $4.105 | Acquired | 58928 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Indirect |
| Common Stock | 7065 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) 1994 Stock Option Plan | $ | Common Stock () | 13500 | Direct |
Footnotes
F1: Amendment filed to show change in beneficial ownership of 14,000 shares held in a trust for the benefit of the reporting person's adult children of which the reporting person's husband was trustee. Subsequent to June 30, 2003, these 14,000 shares were distributed pursuant to the terms of the Trust Agreement and the reporting person is no longer the beneficial owner thereof.
F2: I expressly disclaim beneficial ownership of these securities and filing this report shall not be construed as an admissin of my beneficial ownership thereof for purposes of Section 16 of the Securities Act, or otherwise.
F3: Exercise price ranges from $4.65 to $18.875 per share.
F4: Options are 100% exercisable upon grant.
F5: Options expire 10 years from date of grant.
F6: Grants of 1,500 shares were made annually from 1994 through 2002.