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Asana, Inc. — Director's Dealing 2024
Jul 30, 2024
31323_dirs_2024-07-29_cc66e689-9d5a-4ed6-b49d-e9e8e74a7310.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2024-07-25
Reporting Person: Wan Tim M (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-25 | Class A Common Stock | M | 5000 | $1.60 | Acquired | 1068909 | Direct |
| 2024-07-25 | Class A Common Stock | S | 5000 | $15 | Disposed | 1063909 | Direct |
| 2024-07-26 | Class A Common Stock | M | 5000 | $1.60 | Acquired | 1068909 | Direct |
| 2024-07-26 | Class A Common Stock | S | 5000 | $15.30 | Disposed | 1063909 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-25 | Stock Option (right to buy) | $1.60 | M | 5000 | Disposed | 2027-05-02 | Class A Common Stock (5000) | Direct |
| 2024-07-26 | Stock Option (right to buy) | $1.60 | M | 5000 | Disposed | 2027-05-02 | Class A Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 125430 | Indirect |
| Class A Common Stock | 50000 | Indirect |
Footnotes
F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
F4: The shares are held of record by the Reporting Person's spouse.
F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.