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Asana, Inc. — Director's Dealing 2024
Sep 26, 2024
31323_dirs_2024-09-25_48aec6c6-48c6-43f2-8fc1-7da7b22037d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2024-09-23
Reporting Person: Rosenstein Justin (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-23 | Class A Common Stock | G | 550000 | — | Disposed | 2197309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-23 | Class B Common Stock | $ | G | 847458 | Disposed | Class A Common Stock (847458) | Direct | |
| 2024-09-23 | Class B Common Stock | $ | G | 847458 | Acquired | Class A Common Stock (847458) | Indirect |
Footnotes
F1: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to National Philanthropic Trust. The Reporting Person does not exercise voting or investment control, directly or indirectly, over National Philanthropic Trust or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by National Philanthropic Trust.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F3: The Reporting Person transferred the shares as a gift to Justin Rosenstein 2024 Grantor Retained Annuity Trust.
F4: The shares are held of record by Justin Rosenstein 2024 Grantor Retained Annuity Trust. The Reporting Person is the grantor and trustee of Justin Rosenstein 2024 Grantor Retained Annuity Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.