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Asana, Inc. — Director's Dealing 2021
Jul 22, 2021
31323_dirs_2021-07-22_70b41f3b-e3be-4e9d-949c-b21fb475cbec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2021-07-21
Reporting Person: Wan Tim M (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-21 | Class A Common Stock | M | 20000 | $1.60 | Acquired | 498103 | Direct |
| 2021-07-21 | Class A Common Stock | S | 11448 | $66.81 | Disposed | 486655 | Direct |
| 2021-07-21 | Class A Common Stock | S | 6793 | $68.15 | Disposed | 479862 | Direct |
| 2021-07-21 | Class A Common Stock | S | 1759 | $69.11 | Disposed | 478103 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-21 | Stock Option (right to buy) | $1.60 | M | 20000 | Disposed | 2027-05-02 | Class A Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 153428 | Indirect |
| Class A Common Stock | 50000 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.20 to $67.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.62 to $68.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
F5: The shares are held of record by the Reporting Person's spouse.
F6: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.