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ARVINAS, INC. Director's Dealing 2021

Feb 18, 2021

32625_dirs_2021-02-18_4cfb4948-fecc-428c-b69f-db3f342c9375.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARVINAS, INC. (ARVN)
CIK: 0001655759
Period of Report: 2021-02-16

Reporting Person: Cassidy Sean A (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-16 Common Stock M 6815 $16.00 Acquired 161599 Direct
2021-02-16 Common Stock M 35144 $16.00 Acquired 196743 Direct
2021-02-16 Common Stock S 8158 $77.5979 Disposed 188585 Direct
2021-02-16 Common Stock S 19303 $78.6125 Disposed 169282 Direct
2021-02-16 Common Stock S 3958 $79.3164 Disposed 165324 Direct
2021-02-16 Common Stock S 396 $80.2812 Disposed 164928 Direct
2021-02-16 Common Stock S 2793 $77.6207 Disposed 162135 Direct
2021-02-16 Common Stock S 6160 $78.6465 Disposed 155975 Direct
2021-02-16 Common Stock S 1161 $79.424 Disposed 154814 Direct
2021-02-16 Common Stock S 30 $80.4347 Disposed 154784 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-16 Stock Option (right to buy) $16.00 M 6815 Disposed 2028-09-25 Common Stock (6815) Direct
2021-02-16 Stock Option (right to buy) $16.00 M 35144 Disposed 2028-09-25 Common Stock (35144) Direct

Footnotes

F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.04 to $78.035, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (10) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.04 to $79.03, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.04 to $79.91, inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.04 to $80.74, inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.05 to $78.04, inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.09 to $79.07, inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.10 to $79.91, inclusive.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.42 to $80.86, inclusive.

F11: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2017 and the remainder of the shares vested in equal monthly installments following January 1, 2017 through January 1, 2020.

F12: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.