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ARVINAS, INC. — Director's Dealing 2021
Feb 18, 2021
32625_dirs_2021-02-18_4cfb4948-fecc-428c-b69f-db3f342c9375.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS, INC. (ARVN)
CIK: 0001655759
Period of Report: 2021-02-16
Reporting Person: Cassidy Sean A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 6815 | $16.00 | Acquired | 161599 | Direct |
| 2021-02-16 | Common Stock | M | 35144 | $16.00 | Acquired | 196743 | Direct |
| 2021-02-16 | Common Stock | S | 8158 | $77.5979 | Disposed | 188585 | Direct |
| 2021-02-16 | Common Stock | S | 19303 | $78.6125 | Disposed | 169282 | Direct |
| 2021-02-16 | Common Stock | S | 3958 | $79.3164 | Disposed | 165324 | Direct |
| 2021-02-16 | Common Stock | S | 396 | $80.2812 | Disposed | 164928 | Direct |
| 2021-02-16 | Common Stock | S | 2793 | $77.6207 | Disposed | 162135 | Direct |
| 2021-02-16 | Common Stock | S | 6160 | $78.6465 | Disposed | 155975 | Direct |
| 2021-02-16 | Common Stock | S | 1161 | $79.424 | Disposed | 154814 | Direct |
| 2021-02-16 | Common Stock | S | 30 | $80.4347 | Disposed | 154784 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Stock Option (right to buy) | $16.00 | M | 6815 | Disposed | 2028-09-25 | Common Stock (6815) | Direct |
| 2021-02-16 | Stock Option (right to buy) | $16.00 | M | 35144 | Disposed | 2028-09-25 | Common Stock (35144) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.04 to $78.035, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (10) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.04 to $79.03, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.04 to $79.91, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.04 to $80.74, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.05 to $78.04, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.09 to $79.07, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.10 to $79.91, inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.42 to $80.86, inclusive.
F11: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2017 and the remainder of the shares vested in equal monthly installments following January 1, 2017 through January 1, 2020.
F12: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.