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ARVINAS, INC. — Director's Dealing 2021
Nov 3, 2021
32625_dirs_2021-11-03_e7e3ff1a-de78-4fc4-82a2-16245a163bb5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS, INC. (ARVN)
CIK: 0001655759
Period of Report: 2021-11-01
Reporting Person: Houston John G (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock | M | 40000 | $16.00 | Acquired | 872333 | Direct |
| 2021-11-01 | Common Stock | S | 8513 | $87.1311 | Disposed | 863820 | Direct |
| 2021-11-01 | Common Stock | S | 15918 | $87.9808 | Disposed | 847902 | Direct |
| 2021-11-01 | Common Stock | S | 15569 | $88.8624 | Disposed | 832333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Stock Option (right to buy) | $16.00 | M | 40000 | Disposed | 2028-09-25 | Common Stock (40000) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 30, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2020.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.4600 to $87.4500, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (3).
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.4700 to $88.4600, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.4700 to $89.4500, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (5).
F6: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 5, 2018, with the remainder of the shares vesting in equal monthly installments following January 5, 2018 through January 5, 2021.