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ARVINAS, INC. — Director's Dealing 2021
Nov 17, 2021
32625_dirs_2021-11-17_419d15bc-3845-488f-8583-11df5a1799c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS, INC. (ARVN)
CIK: 0001655759
Period of Report: 2021-11-15
Reporting Person: Taylor Ian (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 12206 | $16.00 | Acquired | 90851 | Direct |
| 2021-11-15 | Common Stock | M | 7794 | $19.36 | Acquired | 98645 | Direct |
| 2021-11-15 | Common Stock | S | 6856 | $83.0673 | Disposed | 91789 | Direct |
| 2021-11-15 | Common Stock | S | 6660 | $84.1429 | Disposed | 85129 | Direct |
| 2021-11-15 | Common Stock | S | 6484 | $84.9545 | Disposed | 78645 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Stock Option (right to buy) | $16.00 | M | 12206 | Disposed | 2028-09-25 | Common Stock (12206) | Direct |
| 2021-11-15 | Stock Option (right to buy) | $19.36 | M | 7794 | Disposed | 2029-02-28 | Common Stock (7794) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.66 to $83.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.66 to $84.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.66 to $85.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019 with the remainder of the shares vesting in equal monthly installments through March 31, 2022.
F6: This option award was granted on March 1, 2019. 1/4 of the shares underlying the award vested on March 1, 2020, with the remainder of the shares vesting in equal monthly installments through March 1, 2023.