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ARVINAS, INC. — Director's Dealing 2021
Dec 21, 2021
32625_dirs_2021-12-21_b233187d-e055-414b-92b4-06b01ee1c994.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS, INC. (ARVN)
CIK: 0001655759
Period of Report: 2021-12-17
Reporting Person: Cassidy Sean A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Common Stock | M | 15000 | $16.00 | Acquired | 173249 | Direct |
| 2021-12-17 | Common Stock | S | 15000 | $70.00 | Disposed | 158249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-17 | Stock Option (right to buy) | $16.00 | M | 15000 | Disposed | 2028-09-25 | Common Stock (15000) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2021.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2021.
F3: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.