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ARVINAS, INC. — Director's Dealing 2020
Mar 23, 2020
32625_dirs_2020-03-23_80754bf0-7f0b-413b-b582-3cc173ba6b7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS, INC. (ARVN)
CIK: 0001655759
Period of Report: 2020-03-19
Reporting Person: Houston John G (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-19 | Common Stock | M | 17511 | — | Acquired | 815355 | Direct |
| 2020-03-19 | Common Stock | S | 5405 | $37.61 | Disposed | 809950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-19 | Restricted Stock Units | $ | M | 17511 | Disposed | Common Stock (17511) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
F2: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.
F3: The broker sold shares of Arvinas Common Stock for certain Arvinas employees following the vesting of previously granted Restricted Stock Units, including the Common Stock reported on this Form 4 by the Reporting Person, at an average price of $37.61.
F4: On March 1, 2019, the reporting person was granted 70,042 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020.