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ARVINAS, INC. — Director's Dealing 2019
Apr 1, 2019
32625_dirs_2019-04-01_2cd85c13-6930-403c-9511-80d2298c4a6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS, INC. (ARVN)
CIK: 0001655759
Period of Report: 2019-03-28
Reporting Person: 5AM VENTURES III, L.P. (10% Owner)
Reporting Person: 5AM Co-Investors III, L.P. (10% Owner)
Reporting Person: 5AM Partners III, LLC (10% Owner)
Reporting Person: ROCKLAGE SCOTT M (10% Owner)
Reporting Person: DIEKMAN JOHN D (10% Owner)
Reporting Person: Schwab Andrew J. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-28 | Common Stock | S | 352056 | $14.1575 | Disposed | 4512136 | Indirect |
| 2019-03-28 | Common Stock | S | 9073 | $14.1575 | Disposed | 116287 | Indirect |
Footnotes
F1: These Securities are held of record by 5AM Ventures III, L.P. ("Ventures III").
F2: These Securities are held of record by 5AM Co-Investors III, L.P. ("Co-Investors III").
F3: 5AM Partners III, LLC ("Partners III") is the sole general partner of Ventures III and Co-Investors III. Dr. John D. Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners III, and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures III and Co-Investors III. Each of Partners III, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.