Regulatory Filings • Apr 20, 2009
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d)
Of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 13, 2009
ART’S-WAY MANUFACTURING CO., INC.
(Exact Name of Registrant as Specified in Its Charter)
| Delaware | |
|---|---|
| (State | |
| or Other Jurisdiction of Incorporation) | |
| 000-05131 | 42-0920725 |
| (Commission | |
| File Number) | (IRS |
| Employer | |
| Identification | |
| No.) | |
| 5556 | |
| Highway 9 Armstrong, | |
| Iowa 50514 | |
| (Address | |
| of Principal Executive Offices) (Zip Code) | |
| (712) | |
| 864-3131 | |
| (Registrant’s | |
| telephone number, including area code) | |
| Not | |
| Applicable | |
| (Former | |
| Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On April 13, 2009, Art’s-Way Manufacturing Co., Inc. (the “Company”), issued a press release announcing its first quarter financial results for the three months ended February 28, 2009. On April 15, 2009, the Company hosted a conference call discussing the same.
The full text of the press release and a transcript of the conference call are attached hereto as Exhibits 99.1 and 99.2, respectively, and are incorporated by reference in this Current Report on Form 8-K as if fully set forth herein. Please note that although the transcript attached hereto as Exhibit 99.2 indicates otherwise, the Company’s 2009 Annual Meeting of Stockholders will commence at 10:00 a.m. Central Daylight Standard Time, as stated in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on March 26, 2009.
The information contained in this Current Report on Form 8-K, including Exhibits 99.1 and 99.2 attached hereto and incorporated herein, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any registration statement pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
(a) Financial statements: None
(b) Pro forma financial information: None
(c) Shell Company Transactions: None
(d) Exhibits:
99.1 Press Release dated April 13, 2009
99.2 Transcript of the Art’s-Way Manufacturing Co., Inc. conference call held April 15, 2009
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 20, 2009
| ART’S-WAY
MANUFACTURING CO., INC. |
| --- |
| /s/ Carrie L. Majeski |
| Carrie
L. Majeski |
| President
and Chief Executive Officer |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ART’S-WAY MANUFACTURING CO., INC.
EXHIBIT INDEX TO FORM 8-K
| Date
of Report: | Commission
File No.: |
| --- | --- |
| April
13, 2009 | 000-05131 |
| Exhibit
No. | ITEM |
| --- | --- |
| 99.1 | Press
Release dated April 13, 2009 |
| 99.2 | Transcript
of the Art’s-Way Manufacturing Co., Inc. conference call held
April 15, 2009 |
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