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ARTIVION, INC. — Major Shareholding Notification 2015
Feb 13, 2015
31684_mrq_2015-02-13_db86c8a7-42ae-4f27-a072-130b4b08f18f.zip
Major Shareholding Notification
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 21)
| CryoLife, Inc. |
|---|
| (Name of Issuer) |
| Common Stock, $0.01 par value |
|---|
| (Title of Class of Securities) |
| 228 903 100 |
|---|
| (CUSIP Number) |
| December 31, 2014 |
|---|
| (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ð | Rule 13d-1(b) |
|---|---|
| ð | Rule 13d-1(c) |
| x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 228 903 100 13G/A Page 2 of 5
| (1) |
|---|
| Steven G. Anderson |
| (2) |
|---|
| (a) _ |
| (b) _ |
(3) SEC Use Only
| (4) |
|---|
| United States |
| Number of Shares Beneficially Owned by Each Reporting Person With | Sole Voting Power | 1,881,607 (1)(2) |
|---|---|---|
| (6) | Shared Voting Power | 107,924 (3) |
| (7) | Sole Dispositive Power | 1,881,607 (1)(2) |
| (8) | Shared Dispositive Power | 107,924 (3) |
| (9) |
|---|
| 1,989,531 (1)(2)(3) |
| (10) |
|---|
| Excludes 10,417 shares earned in connection with the February 2014 grant of performance stock units to Mr. Anderson, which will vest and be issued to Mr. Anderson as follows: 50% on the second anniversary of the grant date, and 50% on the third anniversary of the grant date, assuming continued employment on the relevant vesting date. Also excludes 12,107 shares earned in connection with the February 2013 grant of performance stock units to Mr. Anderson, which will vest and be issued to Mr. Anderson on February 12, 2016, assuming continued employment on such date. Also excludes 13,039 shares earned in connection with the March 2012 grant of performance stock units to Mr. Anderson, which will vest and be issued to Mr. Anderson on March 7, 2015, assuming continued employment on such date. |
| (11) |
|---|
| 6.8% |
CUSIP NO. 228 903 100 13G/A Page 3 of 5
| (12) |
|---|
| IN |
(1) Includes 512,750 shares of Common Stock which are issuable upon the exercise of stock options which are exercisable within 60 days of December 31, 2014.
(2) Includes 10,417 shares earned in connection with the February 2014 grant of performance stock units to Mr. Anderson, which are expected to vest and be issued to Mr. Anderson on February 26, 2015. Also includes 12,107 shares earned in connection with the February 2013 grant of performance stock units to Mr. Anderson, which are expected to vest and be issued to Mr. Anderson on February 12, 2015.
(3) Includes 107,924 shares owned by Mr. Anderson’s spouse.
Item 1(a) Name of Issuer:
CryoLife, Inc.
Item 1(b) Address of Issuer’s Principal Executive Offices:
1655 Roberts Boulevard, N.W.
Kennesaw, Georgia 30144
Item 2(a) Name of Person Filing:
See item (1) of the cover pages
Item 2(b) Address of Principal Business Office:
1655 Roberts Boulevard, N.W.
Kennesaw, Georgia 30144
Item 2(c) Citizenship:
See item (4) of cover pages
Item 2(d) Title of Class of Securities:
Common Stock, $0.01 Par Value
Item 2(e) CUSIP Number:
228 903 100
ITEM 3. Not applicable
Item 4. Ownership.
(a) Amount beneficially owned:
CUSIP NO. 228 903 100 13G/A Page of 4 of 5
| See item (9) of cover pages | |
|---|---|
| (b) | Percent of Class: |
| See item (11) of cover pages |
| (c) | |
|---|---|
| (i) | sole power to vote or to direct the vote: |
See item (5) of cover pages
| (ii) | shared power to vote or to direct the vote: |
|---|---|
| See item (6) of cover pages | |
| (iii) | sole power to dispose or to direct the disposition of: |
| See item (7) of cover pages | |
| (iv) | shared power to dispose or to direct the disposition of: |
| See item (8) of cover pages |
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
Not applicable
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
Not applicable
Item 8. Identification and Classification of Members of the Group:
Not applicable
Item 9. Notice of Dissolution of Group:
Not applicable
Item 10. Certification:
Not applicable
CUSIP NO. 228 903 100 13G/A Page 5 of 5
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 12, 2015 |
|---|
| (Date) |
| /s/ Steven G. Anderson |
| (Signature) |
| Steven G. Anderson |
| (Name/Title) |