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ARTIVION, INC. — Director's Dealing 2018
Jul 10, 2018
31684_dirs_2018-07-10_04e8e54e-8c5a-4dac-bd74-b17e718d42f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRYOLIFE INC (CRY)
CIK: 0000784199
Period of Report: 2018-06-30
Reporting Person: Davis John E (Senior VP, Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-01 | Common Stock | M | 1308 | $16.235 | Acquired | 52746 | Direct |
| 2018-07-06 | Common Stock | M | 3391 | $16.3 | Acquired | 56137 | Direct |
| 2018-07-06 | Common Stock | S | 3391 | $30 | Disposed | 52746 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-01 | ESPP | $16.235 | A | 1308 | Acquired | 2018-06-30 | Common Stock (1308) | Direct |
| 2018-06-30 | ESPP | $16.235 | M | 1308 | Disposed | 2018-06-30 | Common Stock (1308) | Direct |
| 2018-07-06 | Stock Option (Right to Buy) | $16.3 | M | 3391 | Disposed | 2024-02-21 | Common Stock (3391) | Direct |
Footnotes
F1: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.
F2: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017.
F3: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price
F4: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/21/2018