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ARTIVION, INC. — Director's Dealing 2017
Nov 13, 2017
31684_dirs_2017-11-13_a60db595-8ba2-4b8a-a53e-77b82607f0d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRYOLIFE INC (CRY)
CIK: 0000784199
Period of Report: 2017-11-08
Reporting Person: LEE DAVID ASHLEY (Executive VP, COO & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-08 | Common Stock | M | 33190 | $5.12 | Acquired | 324339 | Direct |
| 2017-11-08 | Common Stock | S | 33190 | $18.9982 | Disposed | 291149 | Direct |
| 2017-11-09 | Common Stock | M | 30143 | $5.12 | Acquired | 321292 | Direct |
| 2017-11-09 | Common Stock | S | 30143 | $18.5744 | Disposed | 291149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-08 | Stock Option (Right to Buy) | $5.12 | M | 33190 | Disposed | 2018-02-23 | Common Stock (33190) | Direct |
| 2017-11-09 | Stock Option (Right to Buy) | $5.12 | M | 30143 | Disposed | 2018-02-23 | Common Stock (30143) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
| Common Stock | 1500 | Indirect |
Footnotes
F1: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012).
F2: Reflects weighted average price. Range was $18.95 to $19.10. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F3: Reflects weighted average price. Range was $18.50 to $18.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.