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Arthur J. Gallagher & Co. — Director's Dealing 2024
May 17, 2024
29910_dirs_2024-05-17_4585863c-4916-48a3-92d1-cad647a1afa7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Arthur J. Gallagher & Co. (AJG)
CIK: 0000354190
Period of Report: 2024-05-07
Reporting Person: Pesch Michael Robert (Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33267.04 | Direct |
| Common Stock | 368.46 | Indirect |
| Common Stock | 12505 | Indirect |
| Common Stock (restricted) | 5319 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (43899.34) | Direct | ||
| Non-qualified Stock Option | $70.74 | 2025-03-15 | Common Stock (7100) | Direct | |
| Non-qualified Stock Option | $79.59 | 2026-03-14 | Common Stock (6750) | Direct | |
| Non-qualified Stock Option | $86.17 | 2027-03-12 | Common Stock (7520) | Direct | |
| Non-qualified Stock Option | $127.90 | 2028-03-16 | Common Stock (7255) | Direct | |
| Non-qualified Stock Option | $158.56 | 2029-03-15 | Common Stock (4900) | Direct | |
| Non-qualified Stock Option | $177.09 | 2030-03-15 | Common Stock (3823) | Direct | |
| Notional Stock Units | $0 | Common Stock (5048.92) | Direct |
Footnotes
F1: Shares held in irrevocable trust, of which his spouse is sole Trustee.
F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.
F3: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F4: One-third of this stock option becomes exercisable on each of the 3rd, 4th, and 5th anniversaries of the grant date.
F5: Grant date of 3/15/2018.
F6: Grant date of 3/14/2019.
F7: Grant date of 3/12/2020.
F8: Grant date of 3/16/2021.
F9: Grant date of 3/15/2022.
F10: Grant date of 3/15/2023.
F11: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2025, 2026, 2027 and 2028 and following the reporting person's separation from service.
F12: Each notional stock unit represents a right to receive one share of Gallagher common stock.