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Arthur J. Gallagher & Co. — Director's Dealing 2022
Mar 16, 2022
29910_dirs_2022-03-16_79f5e669-147a-4018-b769-0910604511d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arthur J. Gallagher & Co. (AJG)
CIK: 0000354190
Period of Report: 2022-03-14
Reporting Person: GALLAGHER THOMAS JOSEPH (VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-14 | Common Stock (restricted) | A | 16900 | — | Acquired | 16900 | Direct |
| 2022-03-14 | Common Stock (restricted) | M | 16900 | — | Disposed | 0 | Direct |
| 2022-03-14 | Common Stock | M | 16900 | — | Acquired | 297845 | Direct |
| 2022-03-14 | Common Stock | F | 7289 | $154.74 | Disposed | 290556 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-15 | Non-qualified Stock Option | $158.56 | A | 15310 | Acquired | 2029-03-15 | Common Stock (15310) | Direct |
| 2022-03-16 | Phantom Stock | $ | I | 3791.3 | Acquired | Common Stock (3791.3) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62295 | Indirect |
| Common Stock | 66709 | Indirect |
| Common Stock | 32428 | Indirect |
| Common Stock | 117360 | Indirect |
| Common Stock | 214.63 | Indirect |
Footnotes
F1: Performance share units (awarded on March 14, 2019) earned and vested as of March 14, 2022.
F2: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F3: These shares are held in trusts, for the benefit of the reporting person's children, of which his wife is a trustee.
F4: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.
F5: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F6: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.