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Arthur J. Gallagher & Co. — Director's Dealing 2020
Mar 17, 2020
29910_dirs_2020-03-17_015d44d3-0212-44a6-bcd4-6dddd85734b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arthur J. Gallagher & Co. (AJG)
CIK: 0000354190
Period of Report: 2020-03-13
Reporting Person: Bay Walter D. (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-16 | Common Stock (restricted) | A | 9374 | — | Acquired | 28574 | Direct |
| 2020-03-16 | Common Stock (restricted) | M | 9374 | — | Disposed | 19200 | Direct |
| 2020-03-16 | Common Stock | M | 9374 | — | Acquired | 24388 | Direct |
| 2020-03-16 | Common Stock | F | 3966 | $79.85 | Disposed | 20422 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-13 | Phantom Stock | $ | I | 4636.1 | Acquired | Common Stock (4636.1) | Direct |
Footnotes
F1: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020.
F2: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F3: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.