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Arthur J. Gallagher & Co. — Director's Dealing 2020
Jul 17, 2020
29910_dirs_2020-07-17_196aa3ec-9b11-4b3a-8910-b06eb0f7186b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arthur J. Gallagher & Co. (AJG)
CIK: 0000354190
Period of Report: 2020-06-18
Reporting Person: HOWELL DOUGLAS K (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-18 | Common Stock | G | 270 | — | Disposed | 47868.184 | Direct |
| 2020-06-18 | Common Stock | G | 270 | — | Acquired | 3165 | Indirect |
| 2020-07-15 | Common Stock | M | 3950 | — | Acquired | 51818.184 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-15 | Notional Stock Units | $0 | M | 3950 | Disposed | Common Stock (3950) | Direct |
Footnotes
F1: The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership.
F2: This acquisition of shares relates to restricted stock units that vested in 2015 and were deferred until July 2020 by the reporting person under the terms of Gallagher's Supplemental Savings and Thrift Plan.
F3: Each notional stock unit represents a right to receive one share of Gallagher common stock.
F4: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.