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Arthur J. Gallagher & Co. — Director's Dealing 2019
Feb 14, 2019
29910_dirs_2019-02-14_3542d3f7-53f1-4a3f-93ec-a213f5782559.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2018-12-31
Reporting Person: HOWELL DOUGLAS K (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-10 | Common Stock | G | 326 | — | Acquired | 2605 | Indirect |
| 2018-07-10 | Common Stock | G | 326 | — | Disposed | 42576.6803 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Notional Stock Units | $0 | I | 4255 | Acquired | Common Stock (4255) | Direct |
Footnotes
F1: The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership.
F2: Each notional stock unit represents a right to receive one share of Gallagher common stock.
F3: In accordance with applicable SEC staff guidance, the reporting person has elected to report periodic investments throughout the year into the Gallagher stock fund under this plan (the Supplemental Savings and Thrift Plan, a nonqualified deferred compensation plan) on an aggregate basis on Form 5.
F4: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.