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Arthur J. Gallagher & Co. — Director's Dealing 2018
Mar 14, 2018
29910_dirs_2018-03-14_9aeb42bf-4ee3-4a5b-9e62-28210dc0909c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2018-03-11
Reporting Person: HOWELL DOUGLAS K (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-11 | Common Stock (restricted) | M | 7556 | — | Disposed | 27750 | Direct |
| 2018-03-11 | Common Stock | M | 7556 | — | Acquired | 45328.5605 | Direct |
| 2018-03-11 | Common Stock | F | 2855 | $72.63 | Disposed | 42473.5605 | Direct |
| 2018-03-12 | Common Stock (restricted) | M | 4050 | — | Disposed | 23700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-12 | Notional Stock Units | $0 | M | 4050 | Acquired | Common Stock (4050) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2271 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Notional Stock Units | $0 | Common Stock (31066) | 31066 | Direct | |
| Notional Stock Units | $0 | Common Stock (21178) | 21178 | Direct | |
| Notional Stock Units | $0 | Common Stock (8895) | 8895 | Direct | |
| Notional Stock Units | $0 | Common Stock (7069) | 7069 | Direct | |
| Notional Stock Units | $0 | Common Stock (71821) | 71821 | Direct |
Footnotes
F1: The reporting person deferred receipt of restricted stock units into the Company's Supplemental Savings and Thrift Plan, resulting in the acquisition of a corresponding number of notional stock units.
F2: The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership.
F3: Each notional stock unit represents a right to receive one share of Gallagher common stock.
F4: The notional stock units become payable in July 2019.
F5: The notional stock units become payable in July 2018.
F6: The notional stock units become payable in July 2020.
F7: The notional stock units become payable in July 2021.
F8: The notional stock units become payable in July 2022.
F9: The notional stock units become payable following the reporting person's separation from service with Gallagher.