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Arthur J. Gallagher & Co. — Director's Dealing 2018
May 24, 2018
29910_dirs_2018-05-24_389b0b4f-8d6a-4afb-b3a2-1a53560f8d3d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2018-05-15
Reporting Person: Mead Christopher E (VICE PRESIDENT)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 463 | Direct |
| Common Stock (restricted) | 3750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (2813) | Direct | ||
| Non-qualified Stock Option | $55.94 | 2024-05-01 | Common Stock (10000) | Direct | |
| Non-qualified Stock Option | $70.74 | 2025-03-15 | Common Stock (5700) | Direct |
Footnotes
F1: Consists of two tranches of restricted stock units: 2,500 granted on 5/1/2017, and 1,250 granted on 3/15/2018, each tranche cliff vesting on the fifth anniversary of the grant date.
F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.
F3: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F4: Granted on May 1, 2017.
F5: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.
F6: Granted on March 15, 2018.