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Arthur J. Gallagher & Co. — Director's Dealing 2017
Dec 4, 2017
29910_dirs_2017-12-04_3a4197d1-7315-42b4-abed-2d85bb6ec102.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2017-06-09
Reporting Person: GALLAGHER J PATRICK JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-09 | Common Stock | G | 3000 | — | Disposed | 70665.166 | Direct |
| 2017-06-09 | Common Stock | G | 3200 | — | Disposed | 267852 | Indirect |
| 2017-06-09 | Common Stock | G | 1600 | — | Acquired | 217612 | Indirect |
| 2017-08-23 | Common Stock | G | 200 | — | Disposed | 70468.364 | Direct |
| 2017-11-30 | Common Stock | M | 906 | — | Acquired | 32181.505 | Direct |
| 2017-11-30 | Common Stock | F | 906 | $65.63 | Disposed | 31275.505 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Phantom Stock | $ | M | 906 | Disposed | Common Stock (906) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 205965 | Indirect |
| Common Stock | 66703 | Indirect |
Footnotes
F1: Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.
F2: Held in trust for benefit of children.
F3: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F4: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.