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Arthur J. Gallagher & Co. — Director's Dealing 2015
Nov 20, 2015
29910_dirs_2015-11-20_8f36e535-1afd-4061-be00-9b0a3db6882d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2015-11-19
Reporting Person: GAULT JAMES S (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-19 | Common Stock | M | 365 | — | Acquired | 111841 | Direct |
| 2015-11-19 | Common Stock | F | 365 | $43.87 | Disposed | 111476 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-19 | Phantom Stock | $ | M | 365 | Disposed | Common Stock (365) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48708 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities pursuant to Rule 16a-1(a)(4). This report shall not be deemed an admission that the reporting person is, for purposes of Section 16 or otherwise, the beneficial owner of such securities.
F2: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F3: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.