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Arthur J. Gallagher & Co. — Director's Dealing 2015
Aug 5, 2015
29910_dirs_2015-08-05_76b7d82d-3f38-41cc-8322-cad92fab8b96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2015-08-03
Reporting Person: Pietrucha Susan E (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-03 | Common Stock | M | 2560 | $30.95 | Acquired | 13164 | Direct |
| 2015-08-03 | Common Stock | M | 1200 | $24.13 | Acquired | 14364 | Direct |
| 2015-08-03 | Common Stock | M | 2801 | $35.71 | Acquired | 17165 | Direct |
| 2015-08-03 | Common Stock | M | 3000 | $28.59 | Acquired | 20165 | Direct |
| 2015-08-03 | Common Stock | M | 1500 | $26.09 | Acquired | 21665 | Direct |
| 2015-08-03 | Common Stock | S | 21665 | $47.53 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | Non-qualified Stock Option | $30.95 | M | 2560 | Disposed | 2018-03-07 | Common Stock (2560) | Direct |
| 2015-08-03 | Non-qualified Stock Option | $24.13 | M | 1200 | Disposed | 2017-03-02 | Common Stock (1200) | Direct |
| 2015-08-03 | Non-qualified Stock Option | $35.71 | M | 2801 | Disposed | 2019-03-16 | Common Stock (2801) | Direct |
| 2015-08-03 | Incentive Stock Option (Right to Buy) | $28.59 | M | 3000 | Disposed | 2017-01-17 | Common Stock (3000) | Direct |
| 2015-08-03 | Non-qualified Stock Option | $26.09 | M | 1500 | Disposed | 2018-05-13 | Common Stock (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 16200 | Direct |
Footnotes
F1: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $47.36 to $47.85. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The stock option becomes exercisable 20% each year on the anniversary of the grant date.
F3: The stock option becomes exercisable 20% each year on the anniversary of the grant date.
F4: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.
F5: The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.