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Arthur J. Gallagher & Co. — Director's Dealing 2013
Dec 20, 2013
29910_dirs_2013-12-20_4a828c97-0ecd-4320-a772-baef2a985959.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2013-12-19
Reporting Person: Bay Walter D. (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-19 | Common Stock | G | 600 | — | Disposed | 771 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33319 | Indirect |
| Common Stock (restricted) | 23440 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Notional Stock Units | $0 | Common Stock (11063) | 11063 | Direct | |
| Notional Stock Units | $0 | Common Stock (7399) | 7399 | Direct |
Footnotes
F1: The Age 62 Plan is a nonqualified deferred compensation plan of the Company. Under the plan, awards that are deemed invested in Company common stock must be settled in shares of Company common stock and are disclosed on this report. Participants do not vest in awards until they attain age 62.
F2: Each notional stock unit represents a right to receive one share of Gallagher common stock.
F3: The notional stock units become payable on July 1, 2014.
F4: The notional stock units become payable following the reporting person's separation from service with Gallagher.