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Arthur J. Gallagher & Co. — Director's Dealing 2013
Mar 6, 2013
29910_dirs_2013-03-06_0ba75340-beb2-4c9d-8561-2aec96c82c1d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2013-03-04
Reporting Person: HOWELL DOUGLAS K (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-04 | Common Stock (restricted) | D | 16779 | — | Disposed | 32678 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-04 | Notional Stock Units | $0 | A | 16779 | Acquired | Common Stock (16779) | Direct |
Footnotes
F1: Upon the vesting of restricted stock units granted to the reporting person on March 4, 2009, the reporting person deferred the receipt of 16,779 shares of common stock and received instead 16,779 notional stock units pursuant to Gallagher's Supplemental Savings and Thrift Plan. As a result, the reporting person is reporting the disposition of 16,779 shares of common stock in exchange for an equal number of notional stock units.
F2: Each notional stock unit represents a right to receive one share of Gallagher common stock.
F3: The notional stock units become payable on July 1, 2014.