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Arthur J. Gallagher & Co. — Director's Dealing 2013
Dec 5, 2013
29910_dirs_2013-12-05_9dd26968-1aa4-46de-95bc-4cc1a7601e87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALLAGHER ARTHUR J & CO (AJG)
CIK: 0000354190
Period of Report: 2013-12-03
Reporting Person: GALLAGHER THOMAS JOSEPH (VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-03 | Common Stock | J | 855 | — | Acquired | 112569 | Direct |
| 2013-12-03 | Common Stock | J | 427 | — | Acquired | 427 | Indirect |
| 2013-12-03 | Common Stock | J | 568 | — | Acquired | 9102 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 85875 | Indirect |
| Common Stock | 92890 | Indirect |
| Common Stock | 31671 | Indirect |
| Common Stock | 55280 | Indirect |
| Common Stock (restricted) | 10580 | Direct |
Footnotes
F1: Pro rata distribution from JPG Family Limited Partnership, of which the reporting person is a non-managing limited partner.
F2: These shares are held by the reporting person's son and daughter sharing his household.
F3: The Age 62 Plan is a nonqualified deferred compensation plan of the Company. Under the plan, awards that are deemed invested in Company common stock must be settled in shares of Company common stock and are disclosed on this report. Participants do not vest in awards until they attain age 62, and do not have investment or voting control with respect to the investment vehicles in which their awards are deemed invested.
F4: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F5: These shares are held in trusts, for the benefit of the reporting person's children, of which his wife is a trustee.