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ARTESIAN RESOURCES CORP — Director's Dealing 2009
Nov 5, 2009
33212_dirs_2009-11-05_69e58416-6443-40ff-bd3e-ae9303b94b1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARTESIAN RESOURCES CORP (ARTNA)
CIK: 0000863110
Period of Report: 2009-11-02
Reporting Person: SPACHT DAVID B (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-02 | Class A Non-Voting Common Stock | X | 1125 | $10.278 | Acquired | 8986 | Direct |
| 2009-11-02 | Class A Non-Voting Common Stock | S | 594 | $16.02 | Disposed | 8392 | Direct |
| 2009-11-02 | Class A Non-Voting Common Stock | S | 200 | $16.03 | Disposed | 8192 | Direct |
| 2009-11-02 | Class A Non-Voting Common Stock | S | 331 | $16 | Disposed | 7861 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-02 | Incentive Stock Option (right to buy) | $10.278 | X | 1125 | Disposed | 2000-05-31 | Class A Non-Voting Common Stock (1125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Non-Voting Common Stock | 369 | Indirect |
Footnotes
F1: annual incremental vesting
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