Arteris, Inc. — Director's Dealing 2024

Apr 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2024-04-01

Reporting Person: Alpern Paul L (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-01	Common Stock	M	10000.00	$0.56	Acquired	96839.00	Direct
2024-04-01	Common Stock	M	1250.00	$0.60	Acquired	98089.00	Direct
2024-04-01	Common Stock	S	1250.00	$7.29	Disposed	96839.00	Direct
2024-04-01	Common Stock	S	10000.00	$7.24	Disposed	86839.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-04-01	Common Stock	$0.60	M	1250.00	Disposed	2030-07-22	Common Stock (1250.00)	Direct
2024-04-01	Common Stock	$0.56	M	10000.00	Disposed	2029-10-23	Common Stock (10000.00)	Direct

Footnotes

F1: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

F2: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

F3: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.39 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Includes 86,839 restricted stock units.