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Arteris, Inc. — Director's Dealing 2024
Apr 4, 2024
32988_dirs_2024-04-04_d9c434b4-c47c-4a81-8edf-75bec4b9731b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2024-04-02
Reporting Person: JANAC K CHARLES (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-02 | Common Stock | S | 2850.00 | $7.0267 | Disposed | 325897.00 | Direct |
| 2024-04-02 | Common Stock | S | 2760.00 | $7.0267 | Disposed | 323137.00 | Direct |
| 2024-04-02 | Common Stock | S | 4493.00 | $7.0288 | Disposed | 318644.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10307691.00 | Indirect |
| Common Stock | 63252.00 | Indirect |
Footnotes
F1: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.
F2: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.
F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.12 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Includes 214,061 restricted stock units.
F5: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.
F6: The shares are held by Charles & Lydia Janac Trust, for which the Reporting Person serves as trustee.