Arteris, Inc. — Director's Dealing 2023

Jul 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2023-07-13

Reporting Person: Alpern Paul L (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-07-13	Common Stock	M	1532.00	$0.60	Acquired	45762.00	Direct
2023-07-13	Common Stock	S	1532.00	$8.0056	Disposed	44230.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-07-13	Common Stock	$0.60	M	1532.00	Disposed	2030-07-22	Common Stock (1532.00)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock	$0.56	2029-10-23	Common Stock (200000.00)	200000.00	Direct

Footnotes

F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 10, 2023.

F2: 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years beginning on August 23, 2021.

F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Includes 44,230 restricted stock units.

F5: The shares subject to the stock option will vest and become exercisable with respect to 25% of the shares on August 26, 2020 and in 36 substantially equal monthly installments thereafter.