Arteris, Inc. — Director's Dealing 2023

Dec 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2023-12-01

Reporting Person: Alpern Paul L (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-01	Common Stock	M	1250.00	$0.60	Acquired	42126.00	Direct
2023-12-01	Common Stock	M	10000.00	$0.56	Acquired	52126.00	Direct
2023-12-01	Common Stock	S	1250.00	$5.46	Disposed	50876.00	Direct
2023-12-01	Common Stock	S	10000.00	$5.5411	Disposed	40876.00	Direct
2023-12-04	Common Stock	S	251.00	$5.3269	Disposed	40625.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-01	Common Stock	$0.60	M	1250.00	Disposed	2030-07-22	Common Stock (1250.00)	Direct
2023-12-01	Common Stock	$0.56	M	10000.00	Disposed	2029-10-23	Common Stock (10000.00)	Direct

Footnotes

F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

F2: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

F3: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.79 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F6: Includes 40,193 restricted stock units.