Arteris, Inc. — Director's Dealing 2021

Oct 27, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-26

Reporting Person: Cantwell Wayne C (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	150000	Direct
Common Stock	50000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Common Stock (38760)		Indirect
Stock Options (Right to Buy)	$0.60	2030-04-22	Common Stock (75000)		Direct

Footnotes

F1: Includes 50,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested. The RSUs have no expiration date.

F2: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

F3: The shares subject to the stock option vest and become exercisable in 36 substantially equal monthly installments starting on May 23, 2020.