Arteris, Inc. — Director's Dealing 2021

Oct 27, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-26

Reporting Person: Geday Isabelle F (Director, VP and GM, IP Employment Div.)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	62200	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to Buy)	$2.74	2030-11-29	Common Stock (455000)		Direct

Footnotes

F1: Includes 62,200 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest as to the underlying shares in four equal annual installments on February 25, 2022, February 25, 2023, February 25, 2024 and February 25, 2025. The RSUs have no expiration date.

F2: 227,500 of the shares subject to the stock option vest and become exercisable in 36 substantially equal installments commencing on January 1, 2021 and 227,500 of the shares subject to the stock option vest and become exercisable in accordance with a performance vesting schedule.