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Arteris, Inc. Director's Dealing 2021

Oct 27, 2021

32988_dirs_2021-10-26_88368a05-aac8-4821-9c36-456e9c517614.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-26

Reporting Person: JANAC K CHARLES (Director, President & CEO, 10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 100000 Direct
Common Stock 10000000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Preferred Stock $ Common Stock (77286) Indirect
Series A Preferred Stock $ Common Stock (335891) Indirect

Footnotes

F1: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

F2: The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.