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Arteris, Inc. — Director's Dealing 2021
Oct 27, 2021
32988_dirs_2021-10-26_88368a05-aac8-4821-9c36-456e9c517614.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-26
Reporting Person: JANAC K CHARLES (Director, President & CEO, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Direct |
| Common Stock | 10000000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (77286) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (335891) | Indirect |
Footnotes
F1: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
F2: The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.
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