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Arteris, Inc. Director's Dealing 2021

Oct 27, 2021

32988_dirs_2021-10-26_4487e83a-e422-48d0-8c30-fb50587371ec.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-26

Reporting Person: Ventech Capital F (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Preferred Stock $ Common Stock (3127907) Direct

Footnotes

F1: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

F2: Christian Claussen is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.