Arteris, Inc. — Director's Dealing 2021

Oct 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-26

Reporting Person: Claussen Christian (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-29	Common Stock	C	3127907	—	Acquired	3127907	Indirect
2021-10-26	Common Stock	A	6250	—	Acquired	6250	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-29	Series A Preferred Stock	$	C	3127907	Disposed		Common Stock (3127907)	Indirect

Footnotes

F1: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2: The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.

F3: Includes 6,250 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F4: Includes 6,250 restricted stock units.