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Arteris, Inc. — Director's Dealing 2021
Nov 20, 2021
32988_dirs_2021-11-19_585ec450-42c0-499a-a83a-92258ea597a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-29
Reporting Person: JANAC K CHARLES (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-29 | Common Stock | C | 77286 | — | Acquired | 77286 | Indirect |
| 2021-10-29 | Common Stock | C | 335891 | — | Acquired | 10335891 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-29 | Series A Preferred Stock | $ | C | 77286 | Acquired | Common Stock (77286) | Indirect | |
| 2021-10-29 | Series A Preferred Stock | $ | C | 335891 | Acquired | Common Stock (335891) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Direct |
Footnotes
F1: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's
initial public offering. The shares had no expiration date.
F2: The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.
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