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Arteris, Inc. Director's Dealing 2021

Nov 20, 2021

32988_dirs_2021-11-19_585ec450-42c0-499a-a83a-92258ea597a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-10-29

Reporting Person: JANAC K CHARLES (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-29 Common Stock C 77286 Acquired 77286 Indirect
2021-10-29 Common Stock C 335891 Acquired 10335891 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-29 Series A Preferred Stock $ C 77286 Acquired Common Stock (77286) Indirect
2021-10-29 Series A Preferred Stock $ C 335891 Acquired Common Stock (335891) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 100000 Direct

Footnotes

F1: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's
initial public offering. The shares had no expiration date.

F2: The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.