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Arteris, Inc. — Director's Dealing 2021
Nov 20, 2021
32988_dirs_2021-11-19_ae7fe76d-4b28-4be5-8105-561b05c10f5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arteris, Inc. (AIP)
CIK: 0001667011
Period of Report: 2021-11-11
Reporting Person: JANAC K CHARLES (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-11 | Common Stock | A | 52971 | — | Acquired | 152971 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 77286 | Indirect |
| Common Stock | 10335891 | Indirect |
Footnotes
F1: Includes 52,971 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.
F2: Includes 52,971 restricted stock units.
F3: The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.
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