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ARS Pharmaceuticals, Inc. — Director's Dealing 2024
Aug 15, 2024
32159_dirs_2024-08-15_89e41bce-f1ac-45f6-99dd-49248fb9fcb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARS Pharmaceuticals, Inc. (SPRY)
CIK: 0001671858
Period of Report: 2024-08-13
Reporting Person: Dorsey Brian (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-13 | Common Stock | M | 30000 | $0.64 | Acquired | 36024 | Direct |
| 2024-08-13 | Common Stock | S | 30000 | $13 | Disposed | 6024 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-13 | Stock Option (Right to Buy) | $0.64 | M | 30000 | Disposed | 2028-11-28 | Common Stock (30000) | Direct |
Footnotes
F1: Includes 2,159 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan ("ESPP") on June 30, 2023, 1,013 shares acquired under the ESPP on December 29, 2023 and 2,852 shares acquired under the ESPP on June 29, 2024.
F2: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2023.
F3: Immediately exercisable.
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