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ARS Pharmaceuticals, Inc. — Director's Dealing 2024
Aug 22, 2024
32159_dirs_2024-08-21_0d256621-dada-4806-a958-d8f2329bb0c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARS Pharmaceuticals, Inc. (SPRY)
CIK: 0001671858
Period of Report: 2024-08-20
Reporting Person: Scott Kathleen D. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-20 | Common Stock | M | 12500 | $1.50 | Acquired | 25699 | Direct |
| 2024-08-20 | Common Stock | S | 12500 | $16 | Disposed | 13199 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-20 | Stock Option (Right to Buy) | $1.50 | M | 12500 | Disposed | 2032-02-29 | Common Stock (12500) | Direct |
Footnotes
F1: Includes 2,969 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan ("ESPP") on June 30, 2023 and 1,980 shares acquired under the ESPP on June 28, 2024.
F2: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 27, 2024.
F3: Immediately exercisable.
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