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ARS Pharmaceuticals, Inc. — Director's Dealing 2024
Oct 17, 2024
32159_dirs_2024-10-17_920a37ce-8058-4b88-aea3-898cda68dfa8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARS Pharmaceuticals, Inc. (SPRY)
CIK: 0001671858
Period of Report: 2024-10-16
Reporting Person: Scott Kathleen D. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-16 | Common Stock | M | 12500 | $1.50 | Acquired | 17449 | Direct |
| 2024-10-16 | Common Stock | S | 12500 | $16 | Disposed | 4949 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-16 | Stock Option (Right to Buy) | $1.50 | M | 12500 | Disposed | 2032-02-29 | Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8250 | Indirect |
Footnotes
F1: The Reporting Person inadvertently added the holdings of Scott 2008 Trust Dated 3/28/08 (the "Trust") as directly held on her Form 4 filed on August 20, 2024. As of the date of that Form 4, the Reporting Person owned 8,250 shares indirectly through the Trust.
F2: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 27, 2024.
F3: By the Trust.
F4: Immediately exercisable.
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