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ARS Pharmaceuticals, Inc. — Director's Dealing 2024
Dec 14, 2024
32159_dirs_2024-12-13_7085b0d7-7a00-4b2d-8918-5d90a9eb351f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARS Pharmaceuticals, Inc. (SPRY)
CIK: 0001671858
Period of Report: 2024-12-11
Reporting Person: Dorsey Brian (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-11 | Common Stock | M | 15000 | $0.64 | Acquired | 21024 | Direct |
| 2024-12-11 | Common Stock | S | 15000 | $12.4284 | Disposed | 6024 | Direct |
| 2024-12-12 | Common Stock | M | 25000 | $0.64 | Acquired | 31024 | Direct |
| 2024-12-12 | Common Stock | S | 25000 | $12.2973 | Disposed | 6024 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-11 | Stock Option (Right to Buy) | $0.64 | M | 15000 | Disposed | 2028-11-28 | Common Stock (15000) | Direct |
| 2024-12-12 | Stock Option (Right to Buy) | $0.64 | M | 25000 | Disposed | 2028-11-28 | Common Stock (25000) | Direct |
Footnotes
F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2023.
F2: The weighted average sale price for the transaction report was $12.4284, and the range of prices were between $12.34 and $12.49. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
F3: The weighted average sale price for the transaction report was $12.2973, and the range of prices were between $12.13 and $12.60. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
F4: Immediately exercisable.