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ARS Pharmaceuticals, Inc. — Director's Dealing 2023
Sep 6, 2023
32159_dirs_2023-09-05_5325cd5d-7287-4de7-b34d-de0c94e987b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARS Pharmaceuticals, Inc. (SPRY)
CIK: 0001671858
Period of Report: 2023-09-01
Reporting Person: Shawver Laura (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-01 | Common Stock | M | 2997 | $1.27 | Acquired | 213343 | Direct |
| 2023-09-01 | Common Stock | M | 97003 | $1.27 | Acquired | 310346 | Direct |
| 2023-09-01 | Common Stock | S | 100000 | $7.7052 | Disposed | 210346 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-01 | Stock Option (Right to Buy) | $1.27 | M | 2997 | Disposed | 2030-04-28 | Common Stock (2997) | Direct |
| 2023-09-01 | Stock Option (Right to Buy) | $1.27 | M | 97003 | Disposed | 2030-04-28 | Common Stock (97003) | Direct |
Footnotes
F1: The sales reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2022.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.24 to $8.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.
F3: Immediately exercisable.