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ARS Pharmaceuticals, Inc. Director's Dealing 2023

Sep 6, 2023

32159_dirs_2023-09-05_5325cd5d-7287-4de7-b34d-de0c94e987b8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARS Pharmaceuticals, Inc. (SPRY)
CIK: 0001671858
Period of Report: 2023-09-01

Reporting Person: Shawver Laura (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-01 Common Stock M 2997 $1.27 Acquired 213343 Direct
2023-09-01 Common Stock M 97003 $1.27 Acquired 310346 Direct
2023-09-01 Common Stock S 100000 $7.7052 Disposed 210346 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-09-01 Stock Option (Right to Buy) $1.27 M 2997 Disposed 2030-04-28 Common Stock (2997) Direct
2023-09-01 Stock Option (Right to Buy) $1.27 M 97003 Disposed 2030-04-28 Common Stock (97003) Direct

Footnotes

F1: The sales reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2022.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.24 to $8.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.

F3: Immediately exercisable.