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ARS Pharmaceuticals, Inc. Director's Dealing 2022

Mar 18, 2022

32159_dirs_2022-03-18_cdb3d1f4-2103-4f2e-a753-0defdf61146a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Silverback Therapeutics, Inc. (SBTX)
CIK: 0001671858
Period of Report: 2021-03-03

Reporting Person: ROOT JONATHAN D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-03 Common Stock P 350 $52.07 Acquired 350 Indirect
2021-11-15 Common Stock P 2014 $8.85 Acquired 2364 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2069167 Indirect
Common Stock 105012 Indirect
Common Stock 95238 Direct

Footnotes

F1: Shares are being reported following the discovery that shares of the issuer were purchased in discretionary IRA accounts held by the spouse of the reporting person. The reporting person is not an owner of such IRA accounts. The total in Column 5 of Table I does not reflect previously reported transactions that occurred after 3/3/2021.

F2: Presidio Management Group XII, L.L.C. (PMG XII), the general partner of U.S. Venture Partners XII, L.P. and U.S. Venture Partners XII-A, L.P. (together, USVP XII), has sole voting and dispositive power with respect to the shares held by USVP XII. The reporting person is a managing member of PMG XII, and shares voting and dispositive power with respect to the shares held by USVP XII. The reporting person disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.