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ARS Pharmaceuticals, Inc. — Director's Dealing 2022
Mar 18, 2022
32159_dirs_2022-03-18_cdb3d1f4-2103-4f2e-a753-0defdf61146a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Silverback Therapeutics, Inc. (SBTX)
CIK: 0001671858
Period of Report: 2021-03-03
Reporting Person: ROOT JONATHAN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Common Stock | P | 350 | $52.07 | Acquired | 350 | Indirect |
| 2021-11-15 | Common Stock | P | 2014 | $8.85 | Acquired | 2364 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2069167 | Indirect |
| Common Stock | 105012 | Indirect |
| Common Stock | 95238 | Direct |
Footnotes
F1: Shares are being reported following the discovery that shares of the issuer were purchased in discretionary IRA accounts held by the spouse of the reporting person. The reporting person is not an owner of such IRA accounts. The total in Column 5 of Table I does not reflect previously reported transactions that occurred after 3/3/2021.
F2: Presidio Management Group XII, L.L.C. (PMG XII), the general partner of U.S. Venture Partners XII, L.P. and U.S. Venture Partners XII-A, L.P. (together, USVP XII), has sole voting and dispositive power with respect to the shares held by USVP XII. The reporting person is a managing member of PMG XII, and shares voting and dispositive power with respect to the shares held by USVP XII. The reporting person disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.