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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2024
Nov 16, 2024
31071_dirs_2024-11-15_5c339299-bb81-4829-9784-47a22ac65365.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2024-09-30
Reporting Person: Lu Hongbo (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-22 | Common Stock | P | 400 | $28 | Acquired | 34080 | Direct |
| 2024-03-26 | Common Stock | P | 850 | $27.50 | Acquired | 34930 | Direct |
| 2024-04-02 | Common Stock | P | 150 | $27.34 | Acquired | 35080 | Direct |
| 2024-04-10 | Common Stock | P | 500 | $25 | Acquired | 35580 | Direct |
| 2024-04-18 | Common Stock | P | 500 | $22 | Acquired | 36080 | Direct |
| 2024-09-25 | Common Stock | G | 5650 | — | Disposed | 30430 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5650 | Indirect |
Footnotes
F1: Includes previously reported restricted stock units, which are subject to certain vesting conditions.
F2: On September 25, 2024, the Reporting Person transferred 5,650 shares of the Issuer's common stock from a jointly-held retirement account to her spouse's individual retirement account for no consideration.
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