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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2023
Jan 12, 2023
31071_dirs_2023-01-11_08181b72-0c28-4e0d-a901-fb376541a0b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2023-01-10
Reporting Person: Vakiener Victoria (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-10 | Common Stock | D | 1764 | $0.00 | Disposed | 15417 | Direct |
| 2023-01-10 | Common Stock | A | 7867 | $0.00 | Acquired | 23284 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-10 | Common Stock | $33.03 | A | 4593 | Acquired | 2033-01-10 | Common Stock (4593) | Direct |
Footnotes
F1: Correction to previously granted award from 17,181 to 15,417.
F2: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.
F3: Includes a total of 15,417 shares underlying restricted stock units, which vest over three years.
F4: Represents options, which will vest in one installment on the first anniversary of the grant date.
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