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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2022
Jan 5, 2022
31071_dirs_2022-01-04_2f4c23fb-cedc-4be4-a0b2-475af54c5e3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2021-12-31
Reporting Person: O'Brien Patrick (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-31 | Common Stock | M | 28000 | $6.15 | Acquired | 321375 | Direct |
| 2022-01-01 | Common Stock | A | 60000 | $0.00 | Acquired | 381375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Stock Option (right to buy Common Stock) | $6.15 | M | 28000 | Disposed | 2026-01-01 | Common Stock (28000) | Direct |
Footnotes
F1: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments.
F2: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to
certain vesting conditions.
F3: Represents the first vesting date. Option vested over four years from date of grant.
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