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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2022

Jan 5, 2022

31071_dirs_2022-01-04_2f4c23fb-cedc-4be4-a0b2-475af54c5e3f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2021-12-31

Reporting Person: O'Brien Patrick (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-31 Common Stock M 28000 $6.15 Acquired 321375 Direct
2022-01-01 Common Stock A 60000 $0.00 Acquired 381375 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-31 Stock Option (right to buy Common Stock) $6.15 M 28000 Disposed 2026-01-01 Common Stock (28000) Direct

Footnotes

F1: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments.

F2: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to
certain vesting conditions.

F3: Represents the first vesting date. Option vested over four years from date of grant.